Securities and Corporate Law

Our securities attorneys have extensive experience and success representing companies in various stages of their life cycles, from formation and financing of start-up ventures, to transactions involving M&A and securities offerings.

Our securities attorneys provide a broad range of corporate and securities legal services, including:

  • General corporate matters – Formation of entities and drafting of corporate documents, including shareholders’ agreements, operating agreements, partnership agreements, employment agreements, IP agreements, commercial contracts, including services agreements and vendor/supplier agreements; and
  • Securities matters – Representing clients in capital-raising transactions and securities regulatory compliance, assisting with the creation of capital structure and related securities law analysis and preparing filings, private placements/private equity and related SEC and state filings, including SEC Form D (Raising money for a company whether it’s from angels or venture capital generally requires a Form D to be filed with the SEC and state securities regulators) and state securities notice filings.