Former SEC Assistant Regional Director, Robert Heim, is regularly retained as an expert witness in the area of securities regulation and has been accepted and testified as an expert in federal court, US Bankruptcy Court, New York State Court, FINRA Arbitrations, AAA arbitrations and in an international arbitration in Asia. Robert has been retained as an expert witness by a Fortune 500 broker -dealer, a variety of governmental agencies, plaintiffs in securities class action lawsuits and a number of individual investors in investment related arbitrations.
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